Securities America Financial Corporation

Headquartered in Omaha, Nebraska, Securities America Financial Corporation (SAFC) is the current holding company for Securities America, Inc. and Securities America Advisors, Inc. SAFC is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc.

Securities America Financial Corporation is a financial services holding company. The firm’s financial representatives provide investment and financial planning services including securities and insurance brokerage, as well as asset management. Think of Securities America as the behind-the-scenes support for financial representatives. Through Securities America’s extensive technology, compliance and operational support, representatives can more readily provide comprehensive and professional service to their clients.

The company is the 7th largest Independent Broker/Dealer (According to Financial Planning Magazine’s Broker/Dealer Survey, 6/11). Securities America's mission is to foster the success of financial professionals so they can provide quality, objective financial advice and services to their clients.

Securities America, Inc.

Securities America, Inc. is a registered broker/dealer and a Member FINRA/SIPC. All customer brokerage accounts at Securities America, Inc. are carried by National Financial Services, LLC (“NFS”), a Fidelity Investments Company, or by Pershing, LLC, (“Pershing”) a subsidiary of The Bank of New York Company, Inc. Investments carried by both NFS and Pershing are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000 (including cash claims limited to $100,000). An explanatory brochure is available at SIPC.org. Both companies have arranged additional protection for cash and securities to supplement its SIPC coverage. This additional coverage provided through Lloyd's of London will protect assets up to an overall aggregate level of $1 billion for assets in custody at the clearing firm including $1.9 million cash. Neither coverage protects against a decline in the market value of securities. Securities America, Inc. also serves as the corporate agency for the distribution of insurance products. Through this agency, Securities America provides its representatives with a complete line of insurance, annuity and ancillary products. Choose from term, universal and traditional life products, as well as a full range of disability, long-term care and health coverage products.

Securities America Advisors, Inc.

Securities America Advisors, Inc. is a Securities and Exchange Commission Registered Investment Advisor. With more than $15 billion (as of year-end 2010) of assets under management and administration, Securities America Advisors, Inc. provides investment management, financial advice, and financial planning through advisors nationwide. Working closely with Securities America Advisors, you and your financial advisor can develop a personalized investment program. Whether you are looking for turnkey solutions or something customized to your unique situation, Securities America Advisors is there to help your advisor meet your needs. We offer you flexibility and expert support, but you and your advisor remain in control of your financial choices.

Securities America, Inc. is a member of FINRA/SIPC. Securities America Advisors, Inc. is an SEC Registered Investment Advisor.